Albert Kwok Hing Poon
潘國興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Albert Kwok Hing Poon (潘國興), a licensed former licensee with CE reference AAI064. This person has 17.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Moore Capital Limited 中毅資本有限公司 |
RO | Type 1 - Dealing in securities | 2015-12-22 | 2024-06-21 |
| Grand Moore Capital Limited 中毅資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-12-22 | 2024-06-21 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 1 - Dealing in securities | 2009-10-19 | 2014-04-07 |
| Goldin Financial Limited 高銀融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-06-01 | 2014-04-07 |
| Shang Hua Capital Limited 上華融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-04-04 | 2007-06-21 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-11-24 | 2007-02-01 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 4 - Advising on securities | 2005-11-24 | 2007-02-01 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
RO | Type 1 - Dealing in securities | 2005-11-01 | 2005-11-21 |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-11-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Albert Kwok Hing Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.