Horace Sheung Yam Fan
范上欽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Horace Sheung Yam Fan (范上欽), a licensed former licensee with CE reference AAH961. This person has 2.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-11-16 | 2006-06-09 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2004-11-16 | 2006-06-09 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 9 - Asset management | 2004-11-16 | 2006-06-09 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2003-10-27 | 2006-06-09 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2003-10-27 | 2006-06-09 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2003-10-27 | 2006-06-09 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Horace Sheung Yam Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| David Yik Keung Chan | Fubon Fund Management (Hong Kong) Limited | 2003–2006 |
| Michael Ming-Yuen Chang | FB Securities (Hong Kong) Limited | 2004–2006 |
| Jin Yi Lee | FB Securities (Hong Kong) Limited | 2004–2006 |
| Davy Kwok Ki Kwan | FB Securities (Hong Kong) Limited | 2005 |
| Rosanna Kam Ha Chan | FB Securities (Hong Kong) Limited | 2004–2006 |
| Mei Mui Leung | FB Securities (Hong Kong) Limited | 2004–2006 |
| Ngar Lam Poon | FB Securities (Hong Kong) Limited | 2004–2006 |
| Dick Kwong Tong | FB Securities (Hong Kong) Limited | 2004–2006 |
| Kam Wah Wan | FB Securities (Hong Kong) Limited | 2004–2006 |
| Cheuk Lai Tsang | FB Securities (Hong Kong) Limited | 2006 |
| Kim Keung Ling | FB Securities (Hong Kong) Limited | 2004 |