Sally Sau Man Kwok
郭秀雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sally Sau Man Kwok (郭秀雯), a licensed former licensee with CE reference AAH932. This person has 5.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pak Lee Stock Company Limited 百利證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-03-20 |
| Pak Lee Stock Company Limited 百利證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-18 |
| Pak Lee Stock Company Limited 百利證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-18 |
| Pak Lee Stock Company Limited 百利證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-18 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Sally Sau Man Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Raymond Chong Kuen Ip | Pak Lee Stock Company Limited | 2003–2008 |
| Chi Sun Leung | Pak Lee Stock Company Limited | 2003–2008 |
| Pui Mei Yip | Pak Lee Stock Company Limited | 2003–2008 |
| Chong Yam Yip | Pak Lee Stock Company Limited | 2003–2007 |