James Ying Yin Liu
廖英賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ying Yin Liu (廖英賢), a licensed Responsible Officer with CE reference AAH739. Currently licensed at 1 firm(s): Mars Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mars Securities Company Limited 億寶證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Mars Securities Company Limited 億寶證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-11-29 |
| Mars Securities Company Limited 億寶證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-29 |
| Mars Securities Company Limited 億寶證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-11-29 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as James Ying Yin Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yet Chi Fung | Mars Securities Company Limited | 2003–2021 |
| Joanna Chung Yan Liu | Mars Securities Company Limited | 2003–2019 |
| Diana Shuk Tuen Tam | Mars Securities Company Limited | 2003–2014 |
| Pui Ling Cheung | Mars Securities Company Limited | 2005–2021 |
| Hung Kin Soo | Mars Securities Company Limited | 2003–2009 |
| Chung Tong Liu | Mars Securities Company Limited | 2017–present |
| Shirley Shuk Yee Ng | Mars Securities Company Limited | 2003–2006 |