Chi Wah Lau
劉志華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wah Lau (劉志華), a licensed former licensee with CE reference AAH388. This person has 3.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-06-16 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-12-21 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-21 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-12-21 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wah Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.