Nai Chiu Li
李乃昭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nai Chiu Li (李乃昭), a licensed former licensee with CE reference AAH128. This person has 0.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-18 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-18 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-18 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-18 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Nai Chiu Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Siu Leung Lam | DaoKou Securities Limited | 2003 |
| Po Kuen Cheung | DaoKou Securities Limited | 2003 |
| Hau Ping Hu | DaoKou Securities Limited | 2003 |
| Yu Sing Lee | DaoKou Securities Limited | 2003 |
| Wai Man Lo | DaoKou Securities Limited | 2003 |
| Yiu Kai Shum | DaoKou Securities Limited | 2003 |
| Hai Chain Woo | DaoKou Securities Limited | 2003 |