Ka Sing Tse
謝家成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Sing Tse (謝家成), a licensed former licensee with CE reference AAG827. This person has 19.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lei Shing Hong Finance Limited 利星行財務有限公司 |
Rep | Type 8 - Securities margin financing | 2003-09-04 | 2014-12-31 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-03 | 2023-02-11 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-03 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-01 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-01 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-01 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Sing Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.