Wah Sum Lau
劉華森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Sum Lau (劉華森), a licensed former licensee with CE reference AAG801. This person has 2.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| W.S. Lau & Associates Limited | RO | Type 4 - Advising on securities | 2005-06-23 | 2007-07-31 |
| W.S. Lau & Associates Limited | RO | Type 6 - Advising on corporate finance | 2005-06-23 | 2007-07-31 |
| W.S. Lau & Associates Limited | RO | Type 9 - Asset management | 2005-06-23 | 2007-07-31 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Wah Sum Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Edward Man Hon Lau | W.S. Lau & Associates Limited | 2005–2007 |