Yim Cheong Chow

周炎昌
CE No. AAG708 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Cheong Chow (周炎昌), a licensed former licensee with CE reference AAG708. This person has 9.6 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Black Marble Securities Limited
貝格隆証券有限公司
RO Type 1 - Dealing in securities Pre-2003 2012-11-12
Black Marble Securities Limited
貝格隆証券有限公司
RO Type 4 - Advising on securities Pre-2003 2004-11-19
Black Marble Securities Limited
貝格隆証券有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-11-19
Black Marble Securities Limited
貝格隆証券有限公司
RO Type 9 - Asset management Pre-2003 2004-11-19

Worked alongside

The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Yim Cheong Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Teresa Fung Ng Chuk Lee Black Marble Securities Limited 2003–2012
Susan Shou Sang Chow Black Marble Securities Limited 2003–2012
Lee Fat Nam Black Marble Securities Limited 2003–2012
Siu Kuen Yeung Black Marble Securities Limited 2003–2012
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