Ali Ka Lung Lau
劉嘉隆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ali Ka Lung Lau (劉嘉隆), a licensed former licensee with CE reference AAG484. This person has 13.8 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-31 | 2020-06-12 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 4 - Advising on securities | 2018-10-31 | 2020-06-12 |
| United Securities Limited 團結證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-06 | 2018-06-22 |
| United Securities Limited 團結證券有限公司 |
RO | Type 4 - Advising on securities | 2017-07-06 | 2018-06-22 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-15 | 2017-06-29 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 4 - Advising on securities | 2016-11-15 | 2017-06-29 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-23 | 2016-11-15 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-23 | 2016-11-15 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-06-08 | 2016-05-30 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-04 | 2016-05-30 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-04 | 2016-05-30 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-02-24 | 2014-07-30 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-08-27 | 2012-03-22 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2009-08-27 | 2012-03-22 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 4 - Advising on securities | 2007-09-03 | 2012-03-22 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-08-13 | 2012-03-22 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-24 | 2007-06-29 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-09-09 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-09-09 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-21 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-07-21 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-21 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-07-21 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-21 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ali Ka Lung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.