Jeannie Sau Yee Liu
廖秀儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeannie Sau Yee Liu (廖秀儀), a licensed former licensee with CE reference AAG340. This person has 11.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2014-10-13 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-21 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-21 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jeannie Sau Yee Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.