Yau Chow

鄒有
CE No. AAG326 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Chow (鄒有), a licensed former licensee with CE reference AAG326. This person has 12.1 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
RhinoX Limited Rep Type 1 - Dealing in securities 2008-11-07 2015-05-01
Hung Sing Securities Limited
鴻昇證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2008-10-31
Hung Sing Securities Limited
鴻昇證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-02-18
Hung Sing Securities Limited
鴻昇證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-02-18
Hung Sing Securities Limited
鴻昇證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-02-18

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yau Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Mei Wah Tsui RhinoX Limited 2008–2015
Wai Shan Cheung Hung Sing Securities Limited 2003–2008
Yik Cho Cheung Hung Sing Securities Limited 2003–2008
Alex Wai Chi Chow Hung Sing Securities Limited 2003–2008
Mee Shun Chung Hung Sing Securities Limited 2003–2008
Siu Ming Lau Hung Sing Securities Limited 2003–2008
Kai Wing Leung Hung Sing Securities Limited 2003–2008
Ming Chow Hung Sing Securities Limited 2003–2008
Kam Chiu Chiu Hung Sing Securities Limited 2003–2008
Chuk Hay Chiu Hung Sing Securities Limited 2003–2008
Ho Wing Cheung Hung Sing Securities Limited 2003–2008
Kwok Piu Ying Hung Sing Securities Limited 2003–2008
Kwok Kang Lai RhinoX Limited 2008–2015
Lai Wah Chow RhinoX Limited 2008–2015
Lai Fong Cheung RhinoX Limited 2008–2015
Jackie Siu Ling Ho RhinoX Limited 2008–2015
Kang Po Lai RhinoX Limited 2008–2015
Allan Fan Lam Ng RhinoX Limited 2008–2015
Hay Ming Lai Hung Sing Securities Limited 2003–2008
Chun Chung Chan Hung Sing Securities Limited 2003–2006
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