Josie Tsung Sou Tao
陶宗舒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josie Tsung Sou Tao (陶宗舒), a licensed former licensee with CE reference AAG238. This person has 1.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nan Lee Investment Co. 南利投資公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-02-22 |
| Nan Lee Investment Co. 南利投資公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-12-14 |
| Nan Lee Investment Co. 南利投資公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-14 |
| Nan Lee Investment Co. 南利投資公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-12-14 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Josie Tsung Sou Tao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Siu Fung Cham | Nan Lee Investment Co. | 2003–2005 |
| Nancie Ming Lee Shen | Nan Lee Investment Co. | 2003–2005 |