Lau Shek Lee
李流錫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lau Shek Lee (李流錫), a licensed former licensee with CE reference AAG062. This person has 18.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fu Yip Securities and Investment Company Limited 富業證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-03 | 2022-01-04 |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-03-03 |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-05-10 |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-10 |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-05-10 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Lau Shek Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.