Kwai Wo Yuen
阮貴和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Wo Yuen (阮貴和), a licensed former licensee with CE reference AAG060. This person has 5.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-12-01 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2008-12-01 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-12 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-12 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-12 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-12 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwai Wo Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.