Yee Har Shu
舒義夏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Har Shu (舒義夏), a licensed Responsible Officer with CE reference AAG057. Currently licensed at 1 firm(s): Wader Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wader Securities Company Limited 滙達證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Wader Securities Company Limited 滙達證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-01-05 |
| Wader Securities Company Limited 滙達證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-05 |
| Wader Securities Company Limited 滙達證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-01-05 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Yee Har Shu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yee Ling Shu | Wader Securities Company Limited | 2003–present |
| Yee Nar Shu | Wader Securities Company Limited | 2003–present |