Alice Kam Luen So
蘇錦鑾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Kam Luen So (蘇錦鑾), a licensed former licensee with CE reference AAF656. This person has 6.4 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOA International Securities Limited 亞銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-10 | 2011-09-29 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-10 | 2011-09-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-07-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2007-07-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-06 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-29 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Alice Kam Luen So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Heath Sze Hon Cheung | BOA International Securities Limited | 2009–2011 |
| Raymond Wai Lok Fong | BOA International Securities Limited | 2009–2011 |
| Xinxiong Zhang | BOA International Securities Limited | 2010–2011 |
| Heng Henry Hui | BOA International Securities Limited | 2010–2011 |
| Siu Kee Wong | BOA International Securities Limited | 2009–2010 |
| Kelly Ngar Ying Ho | BOA International Securities Limited | 2010–2011 |
| Chun Man Liu | BOA International Securities Limited | 2010 |