Clement George Liu
劉嘉肇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clement George Liu (劉嘉肇), a licensed former licensee with CE reference AAF615. This person has 4.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | Rep | Type 1 - Dealing in securities | 2010-07-13 | 2012-05-05 |
| CAIIS Limited | Rep | Type 4 - Advising on securities | 2010-07-13 | 2012-05-05 |
| CAIIS Limited | RO | Type 1 - Dealing in securities | 2010-01-12 | 2010-07-13 |
| CAIIS Limited | RO | Type 4 - Advising on securities | 2010-01-12 | 2010-07-13 |
| CAIIS Limited | Rep | Type 4 - Advising on securities | 2009-05-11 | 2010-01-12 |
| HSBC Guyerzeller Far East Limited | Rep | Type 4 - Advising on securities | 2007-11-15 | 2009-04-01 |
| HSBC Guyerzeller Far East Limited | Rep | Type 9 - Asset management | 2007-11-15 | 2009-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Clement George Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Samson Yiu Cho Lui | CAIIS Limited | 2009–2012 |
| Fernand Jean-Luc Anglada | CAIIS Limited | 2009–2012 |
| Irene Suk Ching Chow | CAIIS Limited | 2009–2012 |
| Chun Yu Choy | CAIIS Limited | 2009–2012 |
| Philip Chi Kwan Chan | CAIIS Limited | 2009–2012 |
| Ping Hui Chu | CAIIS Limited | 2009–2012 |
| Yvonne Pui Yeung Chan | CAIIS Limited | 2009–2012 |
| Timothy Kwok Cheung Lo | CAIIS Limited | 2009–2012 |
| Janet Kar Ming Lau | CAIIS Limited | 2009–2012 |
| Mei San Leung | CAIIS Limited | 2009–2012 |
| Annie Shuk Ming Leung | CAIIS Limited | 2009–2012 |
| Lap Fai Lee | CAIIS Limited | 2009–2012 |
| Catherine Pik Yiu Tsoi | CAIIS Limited | 2009–2012 |
| Yeuk Yu Tai | CAIIS Limited | 2009–2012 |
| Michelle Wu | CAIIS Limited | 2009–2012 |
| Janice Wing Yan Yeung | CAIIS Limited | 2009–2012 |
| Sabrina Leung Yee So | CAIIS Limited | 2009–2012 |
| Yuet Ping Yiu | CAIIS Limited | 2009–2012 |
| Moon Fuk Cheung | CAIIS Limited | 2009–2012 |
| Moon Sung Chang | CAIIS Limited | 2009–2012 |