Alex Mo Cheung Au
區慕彰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Mo Cheung Au (區慕彰), a licensed former licensee with CE reference AAF576. This person has 12.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Investment Management Limited | RO | Type 9 - Asset management | 2009-07-03 | 2019-03-07 |
| Nexus Investment Management Limited | RO | Type 9 - Asset management | 2005-07-04 | 2006-06-12 |
| Nexus Investment Management Limited | Rep | Type 9 - Asset management | 2005-06-22 | 2005-07-04 |
| Honour Securities Company Limited 忠誠證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-09-05 |
| Honour Futures Limited 忠誠期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-09-05 |
| Honour Securities Company Limited 忠誠證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-09-05 |
| Honour Futures Limited 忠誠期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-09-05 |
| Honour Securities Company Limited 忠誠證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-05 |
| Honour Securities Company Limited 忠誠證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-03-31 |
| Honour Futures Limited 忠誠期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-09-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex Mo Cheung Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.