Andrew Searle Dalton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Searle Dalton, a licensed former licensee with CE reference AAF149. This person has 5.8 years of SFC licence history. Total licence records on file: 2.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dalton Capital (Hong Kong) Limited 萬智投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2005-07-18 | 2007-06-14 |
| Dalton Capital (Hong Kong) Limited 萬智投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2005-07-18 | 2011-04-24 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Searle Dalton during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Henrietta Chun Hang Luk | Dalton Capital (Hong Kong) Limited | 2005–2011 |
| Hoi Wai Ma | Dalton Capital (Hong Kong) Limited | 2006–2011 |
| Thomas Y Yu Lo | Dalton Capital (Hong Kong) Limited | 2007–2011 |
| William Maxim Renton Parr | Dalton Capital (Hong Kong) Limited | 2006–2009 |
| Yunyun Dai | Dalton Capital (Hong Kong) Limited | 2008–2010 |
| Pak Cheong Ip | Dalton Capital (Hong Kong) Limited | 2007–2008 |
| Alexander Buchanan Sen | Dalton Capital (Hong Kong) Limited | 2007–2008 |
| Tak Ho Kung | Dalton Capital (Hong Kong) Limited | 2007 |