Barbara Shaw
邵憶芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barbara Shaw (邵憶芳), a licensed Responsible Officer with CE reference AAE978. Currently licensed at 1 firm(s): Domineer Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Domineer Asset Management Limited 多名利資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-07-19 | present |
| Domineer Asset Management Limited 多名利資產管理有限公司 |
RO | Type 9 - Asset management | 2022-01-19 | present |
| Domineer Asset Management Limited 多名利資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-11-30 | 2022-01-19 |
| Imperial Capital Limited 盛世投資(香港)有限公司 |
RO | Type 9 - Asset management | 2005-12-21 | 2021-09-09 |
| Imperial Capital Limited 盛世投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-05-12 | 2014-05-21 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Barbara Shaw during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Allan Hung Lam | Domineer Asset Management Limited | 2021–present |
| Shun Cheong Andrew Kuet | Imperial Capital Limited | 2005–2010 |
| Edith Man Ling Ngan | Imperial Capital Limited | 2005–2012 |
| Tai Yuen Yip | Imperial Capital Limited | 2014–2019 |
| Fung Kuen Ma | Imperial Capital Limited | 2006–2010 |
| Wai Yang Cheng | Imperial Capital Limited | 2013–2015 |
| Hung Kong Pak | Imperial Capital Limited | 2011–2012 |
| Wai Fai Chung | Imperial Capital Limited | 2011–2012 |
| Nancy Shuk Ying Lee | Imperial Capital Limited | 2012–2014 |
| Jonathan Nok Yan Yeung | Imperial Capital Limited | 2012–2013 |
| Wai Ki Lee | Imperial Capital Limited | 2020–2021 |
| Paul Rodger Snelgrove | Imperial Capital Limited | 2012–2013 |
| King Man Chui | Imperial Capital Limited | 2015–2016 |
| Lai Chung Tam | Imperial Capital Limited | 2013–2014 |
| Monica Ze Wa Lam | Imperial Capital Limited | 2006–2007 |