John Charles Hobbs

CE No. AAE797 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Charles Hobbs, a licensed former licensee with CE reference AAE797. This person has 4.0 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Chelsea Securities Limited
昭海金融證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2007-03-31
Chelsea Securities Limited
昭海金融證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2007-03-31
Chelsea Securities Limited
昭海金融證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2007-03-31
Chelsea Securities Limited
昭海金融證券有限公司
Rep Type 9 - Asset management Pre-2003 2007-03-31

Worked alongside

The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as John Charles Hobbs during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Allan Kok Chong Cheang Chelsea Securities Limited 2003–2007
James Arthur Filmer-Wilson Chelsea Securities Limited 2003–2007
Lola Priska Linker Chelsea Securities Limited 2003–2007
Remy Kam Fong Siu Chelsea Securities Limited 2003–2007
Pui Yuk Wong Chelsea Securities Limited 2003–2007
Hans Lothar Wesemann Chelsea Securities Limited 2003–2007
Kwok Cheung Lai Chelsea Securities Limited 2004–2007
Meko Lai Yin Lok Chelsea Securities Limited 2005–2007
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