Tsze Yee Yuen
阮子予
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsze Yee Yuen (阮子予), a licensed former licensee with CE reference AAE479. This person has 17.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-06 | 2021-01-31 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-20 | 2021-01-04 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-08 | 2018-01-10 |
| Wing Sang Securities Company Limited 永生證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-05-31 |
| Wing Sang Securities Company Limited 永生證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-29 |
| Wing Sang Securities Company Limited 永生證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-29 |
| Wing Sang Securities Company Limited 永生證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsze Yee Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.