Stephen Siu Wah Fung
馮兆華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Siu Wah Fung (馮兆華), a licensed former licensee with CE reference AAE419. This person has 14.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-16 | 2019-01-17 |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 4 - Advising on securities | 2017-06-16 | 2019-01-17 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-10-18 | 2016-12-09 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 - Dealing in securities | 2009-01-19 | 2010-08-15 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-15 | 2009-01-19 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-05-18 | 2008-11-30 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-03 | 2005-05-18 |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2003-12-31 | 2005-01-03 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-10-24 |
| Enlighten Futures Limited 名匯期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-10-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Siu Wah Fung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.