Kam Pui Shum
岑錦培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Pui Shum (岑錦培), a licensed former licensee with CE reference AAE403. This person has 1.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-07-29 |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-29 |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-29 |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-29 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Pui Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hung Ti Chan | Bradbury Securities Limited | 2003–2004 |
| Kin Tai Chan | Bradbury Securities Limited | 2003–2004 |
| Ming Chau Kay | Bradbury Securities Limited | 2003–2004 |
| Kwong Chung Law | Bradbury Securities Limited | 2003–2004 |
| Joel Kin Pong Ho | Bradbury Securities Limited | 2003–2004 |
| Stephen Yee Yung Hui | Bradbury Securities Limited | 2003–2004 |
| Ching Chi Ng | Bradbury Securities Limited | 2003–2004 |