Thomas Kwok Wing Lee
李國榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Kwok Wing Lee (李國榮), a licensed former licensee with CE reference AAE202. This person has 18.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solid King Securities Limited 堅固證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2021-05-18 |
| Solid King Securities Limited 堅固證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2021-05-18 |
| Solid King Securities Limited 堅固證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-07 |
| Solid King Securities Limited 堅固證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-07 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Kwok Wing Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.