Kai Yan Lee
李棨仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yan Lee (李棨仁), a licensed Responsible Officer with CE reference AAE182. Currently licensed at 1 firm(s): Kwan Yick Securities (International) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kwan Yick Securities (International) Limited 均益證券(國際)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Kwan Yick Securities (International) Limited 均益證券(國際)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-05-31 |
| Kwan Yick Securities (International) Limited 均益證券(國際)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-31 |
| Kwan Yick Securities (International) Limited 均益證券(國際)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-05-31 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Yan Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Mandy Wan Man Lee | Kwan Yick Securities (International) Limited | 2003–present |
| Wilda Wing Man Tam | Kwan Yick Securities (International) Limited | 2003–present |
| Tak Wai Wong | Kwan Yick Securities (International) Limited | 2003–present |
| Johnny Kam Hoi Yuen | Kwan Yick Securities (International) Limited | 2003–present |
| Helen Suet Chun Lee Cheng | Kwan Yick Securities (International) Limited | 2003–2024 |
| Paul Chow Loi Cheung | Kwan Yick Securities (International) Limited | 2003–2023 |
| Bassanio Chak Keung Cheung | Kwan Yick Securities (International) Limited | 2003–2007 |
| Yung Chiu Tsao | Kwan Yick Securities (International) Limited | 2007–2015 |