Yim Ming Chan
陳炎明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Ming Chan (陳炎明), a licensed former licensee with CE reference AAD672. This person has 12.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-07-12 | 2018-06-30 |
| China System Securities Limited 華信證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-11-02 | 2010-07-01 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-07-23 |
| Enlighten Futures Limited 名匯期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-07-23 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-07-23 |
| Enlighten Futures Limited 名匯期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-07-23 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-23 |
| Enlighten Futures Limited 名匯期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-07-23 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yim Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.