Kwok Tung Au
區國棟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Tung Au (區國棟), a licensed former licensee with CE reference AAD664. This person has 14.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2018-01-10 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2018-01-10 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-12 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-12 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-12 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-12 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Tung Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.