Kar Leung Lam
林家良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kar Leung Lam (林家良), a licensed former licensee with CE reference AAD541. This person has 14.0 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-24 | 2018-03-29 |
| Merdeka Securities Limited 領智證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-01-28 | 2016-12-30 |
| Merdeka Securities Limited 領智證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-05 | 2011-01-28 |
| Chi Capital Securities Limited | RO | Type 1 - Dealing in securities | 2010-03-09 | 2010-12-16 |
| Chi Capital Securities Limited | RO | Type 4 - Advising on securities | 2010-03-09 | 2010-12-16 |
| GBS International Financial Limited | RO | Type 2 - Dealing in futures contracts | 2009-06-15 | 2009-09-30 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 - Dealing in securities | 2008-01-08 | 2009-02-28 |
| Chi Capital Securities Limited | RO | Type 1 - Dealing in securities | 2006-05-25 | 2007-12-01 |
| Chi Capital Securities Limited | RO | Type 4 - Advising on securities | 2006-05-25 | 2007-12-01 |
| Chi Capital Securities Limited | Rep | Type 1 - Dealing in securities | 2006-03-07 | 2006-05-25 |
| Chi Capital Securities Limited | Rep | Type 4 - Advising on securities | 2006-03-07 | 2006-05-25 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-31 | 2006-02-10 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-12-31 | 2006-02-10 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-05-06 | 2005-12-31 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-07-09 | 2005-12-31 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-06-30 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-06-25 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-09-04 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-09-04 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-04 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-09-04 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-09-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kar Leung Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tat Fung Chan | Merdeka Securities Limited | 2011–2016 |
| Gary Wai Lok Lam | Merdeka Securities Limited | 2011–2016 |
| Kin Yip Yeung | Merdeka Securities Limited | 2011–2016 |
| Man Ho Chow | Merdeka Securities Limited | 2011–2016 |
| Pang Lu Cheung | Merdeka Securities Limited | 2013–2016 |
| Wallace Sze Yiu Lam | ASG Brokerage Limited | 2003–2004 |
| Wai Ho Wong | Merdeka Securities Limited | 2011–2013 |
| Wai Man Hui | Chi Capital Securities Limited | 2007–2009 |
| Chi Wai Chan | ASG Futures Limited | 2003–2004 |
| Ying Hang Wat | CVP Securities Limited | 2004–2006 |
| Chung Yan Ng | ASG Futures Limited | 2003 |
| Cindy Shuk Kwan Lin | ASG Futures Limited | 2003 |
| Wai Kit Lee | ASG Futures Limited | 2003 |
| Kit Ching Lee | ASG Futures Limited | 2003 |
| Yin Lam Ng | ASG Futures Limited | 2003 |
| Siu Hung Lee | ASG Brokerage Limited | 2003–2004 |
| Hin Tat Wat | CVP Securities Limited | 2004–2006 |
| Tak Chuen Tsang | CVP Securities Limited | 2004–2006 |
| Hin Pong Wat | CVP Securities Limited | 2004–2006 |
| Kate Hiu Ha Lam | ASG Futures Limited | 2003 |