Steven Shu Wan Cheng
鄭樹雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Shu Wan Cheng (鄭樹雲), a licensed former licensee with CE reference AAD470. This person has 2.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cheng Yam On Securities Limited 鄭任安證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-11-01 |
| Cheng Yam On Securities Limited 鄭任安證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-01-05 |
| Cheng Yam On Securities Limited 鄭任安證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-05 |
| Cheng Yam On Securities Limited 鄭任安證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-01-05 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven Shu Wan Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Selina Wai Ting Tang | Cheng Yam On Securities Limited | 2003–2005 |
| Kwai Mui Wong | Cheng Yam On Securities Limited | 2003–2005 |
| Wing Jung Cheng Chui | Cheng Yam On Securities Limited | 2003–2005 |
| Shu Ping Cheng | Cheng Yam On Securities Limited | 2003–2005 |
| Wallis Chi Wah Wong | Cheng Yam On Securities Limited | 2003–2005 |
| Shun Kay Chung | Cheng Yam On Securities Limited | 2003–2005 |
| Mei Chu Kong | Cheng Yam On Securities Limited | 2003–2004 |