Steven Shu Wan Cheng

鄭樹雲
CE No. AAD470 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Shu Wan Cheng (鄭樹雲), a licensed former licensee with CE reference AAD470. This person has 2.6 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Cheng Yam On Securities Limited
鄭任安證券有限公司
RO Type 1 - Dealing in securities Pre-2003 2005-11-01
Cheng Yam On Securities Limited
鄭任安證券有限公司
RO Type 4 - Advising on securities Pre-2003 2004-01-05
Cheng Yam On Securities Limited
鄭任安證券有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-01-05
Cheng Yam On Securities Limited
鄭任安證券有限公司
RO Type 9 - Asset management Pre-2003 2004-01-05

Worked alongside

The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven Shu Wan Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Selina Wai Ting Tang Cheng Yam On Securities Limited 2003–2005
Kwai Mui Wong Cheng Yam On Securities Limited 2003–2005
Wing Jung Cheng Chui Cheng Yam On Securities Limited 2003–2005
Shu Ping Cheng Cheng Yam On Securities Limited 2003–2005
Wallis Chi Wah Wong Cheng Yam On Securities Limited 2003–2005
Shun Kay Chung Cheng Yam On Securities Limited 2003–2005
Mei Chu Kong Cheng Yam On Securities Limited 2003–2004
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