Kwok Ming Sin
冼國明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ming Sin (冼國明), a licensed former licensee with CE reference AAD457. This person has 1.4 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sharegain Development Limited 順靈發展有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-12 |
| Sharegain Development Limited 順靈發展有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-11 |
| Sharegain Development Limited 順靈發展有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-11 |
| Sharegain Development Limited 順靈發展有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-11 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Ming Sin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Wo Ko | Sharegain Development Limited | 2003–2004 |
| Mei Shan Lai | Sharegain Development Limited | 2003–2004 |
| Shui Sum Ming | Sharegain Development Limited | 2003–2004 |