Karen Kit Hang Li
李陳潔行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Kit Hang Li (李陳潔行), a licensed former licensee with CE reference AAD415. This person has 12.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CS Wealth Securities Limited 中策富滙證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2016-02-22 |
| CS Wealth Securities Limited 中策富滙證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-07-07 |
| CS Wealth Securities Limited 中策富滙證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-07 |
| CS Wealth Securities Limited 中策富滙證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-07-07 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Kit Hang Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wing Shing Leung | CS Wealth Securities Limited | 2003–2016 |
| Kar Kit Chiu | CS Wealth Securities Limited | 2003–2016 |
| Chiu To Li | CS Wealth Securities Limited | 2003–2016 |
| Peggy Kwai King Lai | CS Wealth Securities Limited | 2003–2016 |
| Maisie Shin U Wong | CS Wealth Securities Limited | 2003–2016 |
| Frederick Wing Tong Wong | CS Wealth Securities Limited | 2003–2016 |
| Tat Chung Fung | CS Wealth Securities Limited | 2006–2016 |
| Kwun Tat Ho | CS Wealth Securities Limited | 2008–2013 |
| Joseph Tin Chi Lau | CS Wealth Securities Limited | 2003–2004 |