Emma Chin Lai Au
歐千麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emma Chin Lai Au (歐千麗), a licensed former licensee with CE reference AAD155. This person has 5.5 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-27 | 2008-09-30 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-10-14 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-23 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-23 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Emma Chin Lai Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.