Tak Wing Lee
李德榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wing Lee (李德榮), a licensed former licensee with CE reference AAD117. This person has 9.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-21 | 2013-08-31 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-09 | 2003-08-31 |
| Yue Shing Securities Company Limited 裕成證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-08 | 2003-07-09 |
| Yue Shing Securities Company Limited 裕成證券有限公司 |
Rep | Type 4 - Advising on securities | 2003-07-08 | 2003-07-09 |
| Yue Shing Securities Company Limited 裕成證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-07-08 |
| Yue Shing Securities Company Limited 裕成證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-07-08 |
| Yue Shing Securities Company Limited 裕成證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-08 |
| Yue Shing Securities Company Limited 裕成證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-07-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Wing Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.