Yak Wa Yam
任沃華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yak Wa Yam (任沃華), a licensed former licensee with CE reference AAD115. This person has 3.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Metro Capital Securities Limited 美高證券有限公司 |
RO | Type 1 - Dealing in securities | 2006-03-14 | 2007-11-05 |
| Metro Capital Securities Limited 美高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-28 | 2006-03-14 |
| Metro Capital Securities Limited 美高證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-04-20 | 2005-08-03 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Yak Wa Yam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.