Chi Ngong Chan
陳熾昂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ngong Chan (陳熾昂), a licensed former licensee with CE reference AAB966. This person has 18.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-12 | 2022-01-28 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-14 | 2017-09-29 |
| China Point Stock Brokers Limited 中方證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2015-01-02 |
| China Point Stock Brokers Limited 中方證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-29 |
| China Point Stock Brokers Limited 中方證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-29 |
| China Point Stock Brokers Limited 中方證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ngong Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.