Kim Po Lee
李劍波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Po Lee (李劍波), a licensed former licensee with CE reference AAB794. This person has 4.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jimei Securities Limited 集美證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-12 | 2009-03-09 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-30 | 2009-01-05 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-13 | 2007-05-03 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-03 | 2006-04-30 |
| Promising Securities Company Limited 昌盛證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-02 | 2004-12-29 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-01-02 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-04 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-04 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kim Po Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.