Po Chi Law
羅寶芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Chi Law (羅寶芝), a licensed former licensee with CE reference AAB782. This person has 18.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-13 | 2021-12-18 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-10-04 | 2021-12-18 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 9 - Asset management | 2016-10-04 | 2021-12-18 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2016-09-08 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-06-20 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-20 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2016-09-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Po Chi Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.