Kai Ming Kwok
郭啟明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ming Kwok (郭啟明), a licensed former licensee with CE reference AAB692. This person has 13.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2017-01-15 |
| Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-05 |
| Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-05 |
| Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-05 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Ming Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kai Hung Kwok | Tung Tak Securities (HK) Company Limited | 2003–2017 |
| Kai Yan Kwok | Tung Tak Securities (HK) Company Limited | 2003–2017 |
| Siu Ha Kwok | Tung Tak Securities (HK) Company Limited | 2003–2017 |
| Siu Mei Kwok | Tung Tak Securities (HK) Company Limited | 2003–2017 |
| Lawrence Kai Hing Kwok | Tung Tak Securities (HK) Company Limited | 2007–2017 |
| Sut Fong Ho | Tung Tak Securities (HK) Company Limited | 2011–2014 |
| Bo Wing Kwok | Tung Tak Securities (HK) Company Limited | 2011–2014 |