Andrew Kwok Wan Au
區國雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Kwok Wan Au (區國雲), a licensed former licensee with CE reference AAB435. This person has 8.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2011-05-25 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-07-03 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-03 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-07-03 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Kwok Wan Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sai Yan Chiu | Hong Kong Stock Link Securities Limited | 2003–2011 |
| Clary Yuk Sen Pak | Hong Kong Stock Link Securities Limited | 2003–2011 |
| Zo Man Cheung | Hong Kong Stock Link Securities Limited | 2003–2011 |
| Man Kwong Chung | Hong Kong Stock Link Securities Limited | 2003–2011 |
| Po Kwai Chung | Hong Kong Stock Link Securities Limited | 2003–2011 |
| Suk Yee Kwong | Hong Kong Stock Link Securities Limited | 2003–2011 |
| Pak Kwan Lau | Hong Kong Stock Link Securities Limited | 2003–2011 |
| Wun Chan | Hong Kong Stock Link Securities Limited | 2003–2010 |
| Suet Mui Liu | Hong Kong Stock Link Securities Limited | 2003–2005 |
| Wendy Ching Suet Fung | Hong Kong Stock Link Securities Limited | 2006–2011 |