David Frederick Cross
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Frederick Cross, a licensed former licensee with CE reference AAB227. This person has 7.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2010-07-01 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-02-08 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-09-28 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-09-28 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-28 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-24 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-09-28 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-09-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Frederick Cross during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.