Kenny Hon Kau Lai
賴漢球
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenny Hon Kau Lai (賴漢球), a licensed former licensee with CE reference AAB192. This person has 18.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-11-10 | 2021-08-31 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-12-23 | 2021-08-31 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-23 | 2015-12-23 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-10-20 | 2015-10-29 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-17 | 2015-10-20 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 1 - Dealing in securities | 2010-12-23 | 2015-09-15 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-12-23 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-12-07 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-07 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-12-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenny Hon Kau Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.