Wah Lung So

蘇華龍
CE No. AAA984 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Lung So (蘇華龍), a licensed former licensee with CE reference AAA984. This person has 15.5 years of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 2 - Dealing in futures contracts 2003-10-27 2018-10-12
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 1 - Dealing in securities Pre-2003 2018-10-12
DBS Vickers Futures (Hong Kong) Limited
DBS唯高達期貨有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2003-12-12
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-10-18
DBS Vickers Futures (Hong Kong) Limited
DBS唯高達期貨有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2003-10-18
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-10-13
DBS Vickers Futures (Hong Kong) Limited
DBS唯高達期貨有限公司
Rep Type 9 - Asset management Pre-2003 2003-10-18
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 9 - Asset management Pre-2003 2003-10-13

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wah Lung So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Andy Siu Hong Yuen DBS Vickers (Hong Kong) Limited 2003–2018
Wai Kwok Chow DBS Vickers (Hong Kong) Limited 2003–2018
Veronica Guek Eng Tan DBS Vickers (Hong Kong) Limited 2003–2018
Chun Man Wu DBS Vickers (Hong Kong) Limited 2003–2018
Carty Chun Ying Cheng DBS Vickers (Hong Kong) Limited 2003–2018
Rocky Wing Kuen Chu DBS Vickers (Hong Kong) Limited 2003–2018
Jacky Sze Ki Liu DBS Vickers (Hong Kong) Limited 2003–2018
Ling Tsui DBS Vickers (Hong Kong) Limited 2003–2018
Raphael Kai Shiu Chan DBS Vickers (Hong Kong) Limited 2003–2018
Ka Kin Chan DBS Vickers (Hong Kong) Limited 2003–2018
May Ling Lau DBS Vickers (Hong Kong) Limited 2003–2018
Chung Wai Ng DBS Vickers (Hong Kong) Limited 2003–2018
Joanne Chung Wai Yau DBS Vickers (Hong Kong) Limited 2003–2018
Cudy Ying Siu DBS Vickers (Hong Kong) Limited 2003–2018
Eddie Wing Hay Woo DBS Vickers (Hong Kong) Limited 2003–2018
Helen Suet May Yeung DBS Vickers (Hong Kong) Limited 2003–2018
King Chuen Fong DBS Vickers (Hong Kong) Limited 2003–2018
Ann Moran Fung DBS Vickers (Hong Kong) Limited 2003–2018
Frederick Fun Kwong Jim DBS Vickers (Hong Kong) Limited 2003–2018
Ka Lok Wong DBS Vickers (Hong Kong) Limited 2003–2018
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