Yen Pui Liu
廖潤培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yen Pui Liu (廖潤培), a licensed former licensee with CE reference AAA569. This person has 17.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gold Fund Securities Company Limited 金豐證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2021-02-27 |
| Gold Fund Securities Company Limited 金豐證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-08-12 |
| Gold Fund Securities Company Limited 金豐證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-12 |
| Gold Fund Securities Company Limited 金豐證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-08-12 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Yen Pui Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Evelyn Kit Shan Liu | Gold Fund Securities Company Limited | 2003–2021 |
| Wing Ling Chun | Gold Fund Securities Company Limited | 2003–2020 |
| Shu Kit Chui | Gold Fund Securities Company Limited | 2003–2020 |
| Wai Ming Leung | Gold Fund Securities Company Limited | 2018–2021 |