Rosanna Kam Ha Chan
陳錦霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rosanna Kam Ha Chan (陳錦霞), a licensed former licensee with CE reference AAA564. This person has 13.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-05 | 2016-12-12 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2016-02-01 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2016-02-01 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2010-09-01 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2012-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rosanna Kam Ha Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.