Marceline Yan Yee Shum
岑人兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marceline Yan Yee Shum (岑人兒), a licensed former licensee with CE reference AAA510. This person has 19.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-10 | 2023-02-27 |
| Promising Securities Company Limited 昌盛證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-02 | 2017-02-10 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-01-02 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-24 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-24 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Marceline Yan Yee Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.