Shing Mo Ng
吳繩武
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Mo Ng (吳繩武), a licensed former licensee with CE reference AAA330. This person has 2.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ying Wah Securities Company Limited 英華證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-10-28 | 2006-03-01 |
| Ying Wah Securities Company Limited 英華證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-03-28 |
| Ying Wah Securities Company Limited 英華證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-01-10 |
| Ying Wah Securities Company Limited 英華證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-10 |
| Ying Wah Securities Company Limited 英華證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-10 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Mo Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Miranda Kai Hang Lee | Ying Wah Securities Company Limited | 2003–2006 |
| Alice Shuk Chun Ho | Ying Wah Securities Company Limited | 2003–2006 |
| Ying Sing Mak | Ying Wah Securities Company Limited | 2003–2006 |
| Kin Hung Tam | Ying Wah Securities Company Limited | 2003–2006 |
| Chi Kuen Wong | Ying Wah Securities Company Limited | 2003–2006 |
| Shuk Yee Wong | Ying Wah Securities Company Limited | 2003–2006 |
| Wicky Kam Wai Tsui | Ying Wah Securities Company Limited | 2003–2006 |
| Chi Wah Yip | Ying Wah Securities Company Limited | 2003–2005 |
| Chung Kai Mak | Ying Wah Securities Company Limited | 2003–2006 |