New York Life Investment Management Hong Kong Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for New York Life Investment Management Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference BOM315. Current licensed staff on file: 0 (total recorded over time: 2). Earliest licence on file: 2019-11-08.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2019-11-08 | 2021-10-19 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (2)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Robert Henri Moorrees | RO 1 | 2019-11 | 2021-06 |
| Yoshiaki Asada | RO 1 | 2019-11 | 2021-04 |
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