Regent Capital Management Limited

高廷資本有限公司
CE No. BNW042 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Regent Capital Management Limited (高廷資本有限公司), a Hong Kong-based licensed corporation with CE reference BNW042. Current licensed staff on file: 0 (total recorded over time: 11). Earliest licence on file: 2019-03-12.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2019-03-12 2025-03-07
Type 9 - Asset management 2019-03-12 2025-03-07

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (11)

Active on date
Name Activities First licensed To
Jing Guo 過靜 RO 4, 9 2021-03 2025-02
Ziqi Jiang 蔣子祺 RO 4, 9 2021-04 2024-09
Min Wang 王敏 Rep 4, 9 2021-04 2024-08
Shuyun Huang 黄淑芸 Rep 4, 9 2021-05 2024-04
Yeshuang Zhang 張燁驦 RO 4, 9 2021-04 2024-03
Shuai Wang 王帥 Rep 4, 9 2021-03 2023-09
Damien Jia Wei Lim 林佳蔚 Rep 4, 9 2021-08 2023-04
Ningxiang Zhang 章宁翔 RO 9 2021-03 2022-05
Ka Yi Wong 黃嘉宜 RO 4, 9 2019-03 2021-04
Leung Liu 廖良 RO 4, 9 2019-03 2021-03
Bo Wu Rep 9 2020-08 2021-01
Showing 1–11 of 11

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